In this short sketch1 of what—from the results of psycho-analytic Non-sexual aspects of Individual development in relation to the family and other investigations2—we may regard as the normal development of the individual mind in regard to the family relationships, we have hitherto been concerned more particularly with the sexual emotions and tendencies, using the word sexual in the wide sense current among writers of the psycho-analytic school. This has been the case, partly because in our account we have been largely governed by historical considerations with regard to the actual chronology of recent psychological progress in this field (and it was chiefly the sexual aspects of the family relationships that were first brought to light in the course of this progress); partly also because it is with regard to these sexual aspects that the increase of our knowledge through the application of new psychological methods has been in many ways the most extensive, the most startling and the most difficult to assimilate. The results considered in the last two chapters are of such a nature as to have been for the most part unrealised and unsuspected either by the professional psychologist or by the ordinary student of human nature: they are, indeed, of such a kind as could only be obtained by means of a special technique capable of overcoming the formidable resistances which, as we have seen, are interposed between the conscious and the unconscious levels of the mind.
The positive results of recent research on the psychological influences of the family as regards matters less directly connected with sexuality are of a less unexpected kind, and seem[32] to lie to some extent in the direct path of psychological progress even apart from the introduction of the methods of psycho-analysis. Nevertheless, it is the use of these methods that has given some precision to our knowledge in these respects also, and rendered more certain and definite what before was but vaguely3 suspected. At this point, therefore, it becomes necessary to review the principal results of psycho-analytic research with regard to these non-sexual aspects of mental development in relation to the family environment.
The treatment of these non-sexual aspects is of special Controversies4 on this subject difficulty for two reasons. In the first place, these aspects are, in their actual occurrence, intimately bound up with the processes of sexual development with which we have been dealing5; and are often difficult to disentangle from them. In the second place, this very question of the distinction of the sexual from the non-sexual aspects of the observed facts of development has recently been, and still is, a subject of keen dispute among certain members of the psycho-analytic and post-psycho-analytic schools. The authors who have dealt more especially with the non-sexual aspects have written largely under the influence of this dispute and from a somewhat different point of view from that of the writers who have laid the principal emphasis upon the sexual side. Hence a comparison of the chief contributions on the two aspects is not always easy. In spite of these difficulties, however, certain conclusions stand out with some degree of clearness from the mists of controversy6, and these are of considerable importance for our present purpose.
In the course of his pioneer work, Freud himself had in more than one connection drawn7 attention to the importance of the family relationships in regard to the general development of character and vital activity of the individual. It is however The work of Jung more especially to C. G. Jung of Zürich that we are indebted for a more explicit8, vigorous and extended treatment of the problems of the family from this point of view[21]. The more recent work of Jung is marred9 by an exaggerated insistence10 on[33] a single aspect, and by a tendency to mysticism which is apt to confuse and obscure the scientific consideration of the problem. But in spite of these defects it undoubtedly11 contains many contributions of value and, especially when taken as complementary to, rather than opposed to, the work of Freud, Rank and others of the orthodox psycho-analytic school, it would seem to constitute in some ways an important step forward in our knowledge of the matters with which we are here concerned.
Jung's present position is, in many respects, a reaction against Freud's views as to the extreme importance of the sexual tendencies in mental life. With Freud the term Libido12 had been used to signify the sum total of these tendencies taken in a sense much wider than that which seems to have been contemplated13 by any previous writer; so wide indeed that many inferred that there could be but a small field left over for the operation of the other instincts and tendencies. With Jung the reaction against this attitude takes place not by a restriction14 of the term Libido to its former narrower sense, but by a still further extension of its meaning so as to include all the conative tendencies which manifest themselves in mental life. By so doing Jung is enabled to take up a relatively15 non-committal attitude as regards the sexuality or non-sexuality of many of the factors which Freud had regarded as definitely sexual in character, while at the same time he succeeds in minimising the importance of certain unmistakably sexual manifestations16 by ignoring their specific character and regarding them rather exclusively from the point of view of the development and value of the individual as an independent vital unit.
As regards the application of this general attitude to our The family and the development of the individual own immediate17 problem, Jung appears to look upon the family influences as principally of importance in so far as they afford the necessary conditions and mental environment for the growth of the general life force of the individual personality. The child at birth is entirely18 dependent on his parents for the satisfaction of his vital needs. His development and education would appear to consist ultimately in the process of learning to satisfy these ever increasing needs himself. Hence if the child remains19 dependent on his parents for an abnormal length of time or to[34] an abnormal extent, we may infer that an arrest of development has taken place. Such arrests are however liable to occur in a great many cases, since the process of learning to satisfy our own needs by our own efforts is an arduous20 business which (in virtue21, we may suppose, of some aspect of the law of inertia) many of us would fain escape if we could. Undue22 dependence23 on the family would therefore appear to indicate a shirking of the "life task," i. e. an unwillingness24 to make the effort which adult life itself demands, manifesting itself in an exaggerated tendency to remain at the stage of relatively slothful ease and maintenance through the efforts of others which is enjoyed in infancy25 and early childhood.
In the neuroses the patient suffers, according to Jung, from Attachment26 to the parents regarded as symbolic27 of deficient28 individual development an unconscious tendency to return to this happy state of affairs rather than to face the hard struggle which adult life may entail29. This tendency expresses itself in a symbolic way, according to the mechanisms31 which are characteristic of the neuroses; and what better or more appropriate symbol is possible than some form of exaggerated attachment to, and dependence on, the parents—through whom alone that happy time, to which return is now desired, was possible? Thus it would appear from this point of view that the incestuous fancies and wishes, to which Freud had drawn attention, are not to be taken literally32 as the expression of ultimate desires, but are only symbols of the wish to escape the hard task which life imposes and to return once more to the irresponsible condition of childhood.
There are probably no experienced psycho-analysts who are prepared to follow Jung to this last extreme position, in which he appears to deny all ultimate significance to the sexual Difficulties presented by this view aspects of the family complexes. Jung's view would seem indeed to involve a number of serious difficulties, amongst which the following are perhaps the most important.
(1) It does not (as does the view expounded33 in the earlier chapters) cast any light upon the origin and development of, It does not accord with the general importance of sex nor is it altogether consistent with, the very important part which the sexual tendencies play in the conscious and unconscious mind, quite apart from incestuous desires and fancies. If the principal problem of the neurotic34 lies in the difficulty of bracing35 himself to face the tasks which life imposes, it is hard to[35] see why sexual feelings, thoughts, phantasies and symbols should appear in his mind so frequently and so persistently36 as they are now generally admitted to do in a very large number of cases.
(2) Jung's view does not explain why the thought of It does not explain the strong repression37 of incest incestuous relations should be subject to so much repression as it actually is. If there is in reality no deep-rooted tendency to such relations, there is no need for the formation of any powerful mechanism30 for preventing the fulfilment of the tendency; whereas if we suppose that the arousal of object love in an incestuous form is a normal stage of libido development—a stage however which is superseded38 in the course of further normal development—the existence of a strong counter-mechanism, manifesting itself in consciousness as repulsion and disgust, and in social life in the form of sexual taboos39 and "avoidances" connected with the various prohibited relationships, is precisely40 what our knowledge of the general conditions of the development of conative tendencies in the human mind would lead us to expect.
(3) Even if we are prepared to grant that this repression Nor the choice of incest as a symbol may have arisen from some other cause, it still remains difficult to account for the fact that the desire to return to infantile conditions should persistently avail itself of such an objectionable symbolic form. We should expect that the path of least resistance would lead to some means of symbolic expression calculated to arouse less opposition41 on the part of conflicting tendencies than that to which the idea of incestuous relationship is exposed. This leads to a fourth and still more serious objection on general grounds.
(4) Jung's view seems incompatible42 with all we know as It is not in harmony with the general laws of symbolism to the general relations of Repression and Displacement43 to conscious and unconscious factors respectively. The general rule, which is exemplified in innumerable dreams, myths, neurotic symptoms and cases of "everday psychopathology" would appear to be that the symbol expresses some tendency or desire in the unconscious which is more opposed to conscious tendencies and desires than is the symbol itself[22]. But in[36] the present case, if Jung's view were correct, this rule would no longer hold. The desire for incestuous relations with one's parents is obviously exposed to much more serious inhibitions at the conscious level than is the desire to escape from the labours and responsibilities of adult life. The latter desire, although it may of course become the object of moral disapproval44 is generally of a nature to be freely admitted to consciousness. The idea of our own laziness or want of courage in meeting the difficulties of life can be faced by most of us (including the class of neurotics45 who, according to Jung's hypothesis, must, it would seem, have fallen ill owing to the repression of the desires connected with these ideas) without arousing any overwhelming sense of moral turpitude46; whereas the idea of incest, even in the case of others, meets with the greatest abhorrence47, and in relation to ourselves usually encounters sufficient opposition to be kept out of waking consciousness altogether. It would therefore seem that, on Jung's view, it is the conscious which is symbolised at a relatively unconscious level—a complete reversal of the usual order which, on the ground of the psycho-analytic knowledge already gained, must be regarded as highly improbable, at any rate in so far as it is to be looked upon as a full explanation of the phenomena48 under discussion.
It would thus appear that we have good reasons for Such a view cannot afford a complete explanation though it may contain certain valuable elements of truth rejecting the view that the apparently49 sexual manifestations of love by the child towards its parents are only symbols of the desire to return to the state of tutelage and protection enjoyed in early years. It does not follow, however, that the whole of Jung's conclusions as regards the relation of the parent complexes to the development of individuality in the child are to be rejected. On the contrary, it is almost certain that they contain valuable truths which had to some extent been overlooked, or at any rate had received less attention than they deserved, in some of the earlier investigations. Even as regards the symbolisation of the developmental tendencies in the incest fancies, Jung may be right in a number of important points. It is only so far as he would maintain that such symbolisation exhausts the whole significance of the incest tendencies that he is almost certainly in error.
The possibility of a further analysis of the incest tendencies[37] Overdetermination and the multiple interpretation50 of symbols in a non-sexual sense is implied by what Freud has himself taught as regards the laws governing the formation of symbols, more especially by the doctrine51 of Overdetermination[23], according to which a single dream symbol or neurotic symptom may often be found to constitute a complete or partial fulfilment of two or more distinct wishes or conative tendencies. Moreover, at least two authors besides Jung have carried out analyses in this sense. Silberer[24] has shown that a number of myths and fairy tales may be interpreted in at least two ways:—first, as an expression of the ?dipus complex as outlined in our previous chapters; secondly52, as the expression of certain moral or religious strivings, which he calls the anagogic aspect; the symbolism in this latter case being of the "functional53" kind (i. e. expressive54 of mental processes and tendencies rather than of the objects of feeling and cognition), to the existence of which Silberer had already drawn attention in his earlier works[25]. Ferenczi[26] (following Schopenhauer) has seen in the ?dipus myth the existence of certain functional symbolisms in virtue of which the character of ?dipus and Jocasta (as drawn by Sophocles) stand for opposing tendencies in the mind brought out by the tragic55 situation, viz. the tendency, on the one hand, to bring all the facts of the case into the clear light of consciousness, even at the risk of painful discoveries; and on the other hand the contrary tendency to repress and prohibit all further inquiry56 for fear of such discoveries.
In so far as these attempts have been successful (and in Overdetermination in the case of the ?dipus Complex the case of Silberer's work at any rate the evidence brought forward in favour of the simultaneous existence of the two tendencies as symbolised in the same legend would appear to be very considerable) they afford some ground for accepting Jung's interpretation of the incest fancies as constituting, in one of their aspects, an expression of certain ideas and tendencies[38] relating to the original conditions of dependence in which a child stands towards its parents—tendencies which exist alongside, and to some extent independently, of the sexual tendencies to which expression is more directly and obviously given.
The symbolic expression in this case, however, would appear to differ in some important respects from symbolic representation (in dreams and elsewhere) of the ?dipus complex proper. In the latter the symbolic form is largely, if not entirely, due to the action of Repression, which does not permit the morally tabooed incestuous and hostile tendencies to find expression in any but an indirect manner, whereas in the present case the aspects symbolised are not in any sense repressed, so that the reason for the adoption57 of the symbolic form must be sought in other conditions.
Among these conditions the most important is probably to as a product of repression be found in the still active repression of the ?dipus complex itself. In so far as the ideas connected with this complex can be given another meaning, such as that indicated by Jung, their offensiveness is not felt to be so great as would be the case if their only significance were that which most naturally attaches to them: the assumption of the new symbolic meaning is indeed, in all probability, largely due to the effort of the repressing tendencies to prevent their true significance from being realised in consciousness[27]. The new meaning, therefore, as interpreted by Jung, Silberer and others, obviously corresponds to a more recent and superficial (though not therefore less real) mental level than does the original significance in terms of the ?dipus complex.
Another reason for the adoption of this secondary and as serving to reinforce the moral tendencies symbolism is probably sometimes to be found in the fact that the ethical58 or religious strivings expressed in the anagogic aspects undergo a very considerable reinforcement through association with the primitive59 trends which manifest themselves in the ?dipus complex. The latter lie very much nearer to the ultimate sources of human feeling and emotion than do the[39] former, which, by themselves in their abstract purity, are apt to be only too ineffectual as motives60 of desire and conduct. But when clothed in the symbolic form of the ?dipus complex, they at once acquire some of the primitive energy inherent in the latter and so become themselves more powerful at the same time as they serve to purify and elevate what remains of the grosser elements of the original love and hate that the child has felt towards its parents. Symbolisation of lofty aims and motives in terms of primitive emotions called up by the family relationships is thus, from this point of view, an example of the process of sublimation61, whereby the energy of the simpler and cruder human tendencies becomes diverted to the service of ends of higher cultural and social value.
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1 sketch | |
n.草图;梗概;素描;v.素描;概述 | |
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2 investigations | |
(正式的)调查( investigation的名词复数 ); 侦查; 科学研究; 学术研究 | |
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3 vaguely | |
adv.含糊地,暖昧地 | |
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4 controversies | |
争论 | |
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5 dealing | |
n.经商方法,待人态度 | |
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6 controversy | |
n.争论,辩论,争吵 | |
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7 drawn | |
v.拖,拉,拔出;adj.憔悴的,紧张的 | |
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8 explicit | |
adj.详述的,明确的;坦率的;显然的 | |
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9 marred | |
adj. 被损毁, 污损的 | |
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10 insistence | |
n.坚持;强调;坚决主张 | |
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11 undoubtedly | |
adv.确实地,无疑地 | |
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12 libido | |
n.本能的冲动 | |
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13 contemplated | |
adj. 预期的 动词contemplate的过去分词形式 | |
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14 restriction | |
n.限制,约束 | |
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15 relatively | |
adv.比较...地,相对地 | |
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16 manifestations | |
n.表示,显示(manifestation的复数形式) | |
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17 immediate | |
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18 entirely | |
ad.全部地,完整地;完全地,彻底地 | |
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19 remains | |
n.剩余物,残留物;遗体,遗迹 | |
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20 arduous | |
adj.艰苦的,费力的,陡峭的 | |
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21 virtue | |
n.德行,美德;贞操;优点;功效,效力 | |
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22 undue | |
adj.过分的;不适当的;未到期的 | |
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23 dependence | |
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24 unwillingness | |
n. 不愿意,不情愿 | |
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25 infancy | |
n.婴儿期;幼年期;初期 | |
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26 attachment | |
n.附属物,附件;依恋;依附 | |
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27 symbolic | |
adj.象征性的,符号的,象征主义的 | |
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28 deficient | |
adj.不足的,不充份的,有缺陷的 | |
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29 entail | |
vt.使承担,使成为必要,需要 | |
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30 mechanism | |
n.机械装置;机构,结构 | |
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31 mechanisms | |
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32 literally | |
adv.照字面意义,逐字地;确实 | |
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33 expounded | |
论述,详细讲解( expound的过去式和过去分词 ) | |
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34 neurotic | |
adj.神经病的,神经过敏的;n.神经过敏者,神经病患者 | |
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35 bracing | |
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36 persistently | |
ad.坚持地;固执地 | |
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37 repression | |
n.镇压,抑制,抑压 | |
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38 superseded | |
[医]被代替的,废弃的 | |
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39 taboos | |
禁忌( taboo的名词复数 ); 忌讳; 戒律; 禁忌的事物(或行为) | |
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40 precisely | |
adv.恰好,正好,精确地,细致地 | |
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41 opposition | |
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42 incompatible | |
adj.不相容的,不协调的,不相配的 | |
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43 displacement | |
n.移置,取代,位移,排水量 | |
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44 disapproval | |
n.反对,不赞成 | |
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45 neurotics | |
n.神经官能症的( neurotic的名词复数 );神经质的;神经过敏的;极为焦虑的 | |
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46 turpitude | |
n.可耻;邪恶 | |
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47 abhorrence | |
n.憎恶;可憎恶的事 | |
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48 phenomena | |
n.现象 | |
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49 apparently | |
adv.显然地;表面上,似乎 | |
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50 interpretation | |
n.解释,说明,描述;艺术处理 | |
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51 doctrine | |
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52 secondly | |
adv.第二,其次 | |
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53 functional | |
adj.为实用而设计的,具备功能的,起作用的 | |
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54 expressive | |
adj.表现的,表达…的,富于表情的 | |
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55 tragic | |
adj.悲剧的,悲剧性的,悲惨的 | |
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56 inquiry | |
n.打听,询问,调查,查问 | |
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57 adoption | |
n.采用,采纳,通过;收养 | |
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58 ethical | |
adj.伦理的,道德的,合乎道德的 | |
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59 primitive | |
adj.原始的;简单的;n.原(始)人,原始事物 | |
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60 motives | |
n.动机,目的( motive的名词复数 ) | |
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61 sublimation | |
n.升华,升华物,高尚化 | |
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